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Twelve days after the death of Clement V, the twenty-three cardinals
met to choose the new pope in the palace of the bishop at Carpentras, [
] the temporary seat of the curia (May 1, 1314). To elect the pope
sixteen votes were needed, according to the law of Alexander III, [ ]
but the college was so divided that no party commanded this needed
two-thirds of the whole: there was a Gascon party -- the friends,
relatives and fellow-countrymen of the late pope -- ten in all; there
was a "Provencal" party of six, that included two Normans; and there
were seven Italians, by no means united but continuing in France the
hereditary feuds of unhappy Italian memory. For twelve weeks these
groups steadily maintained a deadlock, Italians and "Provencaux"
supporting an admirable candidate, Cardinal Guillaume de Mandagout, the
Gascons resolved to have none but a Gascon. Presently there were
quarrels, riots next, and then, July 24, armed bands of free soldiers,
under the command of the late pope's nephew, raided the town,
massacring what Italians they found, clerics and bankers, and pillaging
the goods of the Italian cardinals. A blockade of the conclave seemed
likely, and the Italian cardinals, with the troops clamouring for their
lives, fled from the city. For the Gascon party this was their chance
to remove to Avignon, and thence to declare themselves the conclave and
to announce that whoever they elected would be the lawful pope. But a
timely manifesto from the Italians checked this manoeuvre; and then,
for nearly two years, the two groups, refusing to meet, gave themselves
to endless and sterile negotiations.
It was the future Philip V of France who, in the end, induced them to
come together, at Lyons in March 1316. He had sworn not to use any
violence against them, and to leave them free to enter into conclave
when they chose. But when, in June, his brother the King of France
(Louis X) died, and Philip left Lyons for Paris, his lieutenants
disregarded the sworn engagement, and forced the cardinals into
conclave, telling them that locked up they should remain until they
found a pope (June 28, 1316). For six weeks there was again a deadlock,
until three Italians joined with some of the "Provencaux" and the whole
Gascon party to elect the Cardinal-Bishop of Porto, Jacques Duese
(August 7). He took the name John XXII.
The choice was singular, for Jacques Duese, a man of conspicuous
administrative ability, and long episcopal experience, of exceptional
legal talent, and sternly upright character, was a frail old man of
seventy-two. He was, however, destined to last out another eighteen
years of vigorous life, after escaping in the first months of his
pontificate an attempt to get rid of him by arsenic and witchcraft, in
which two bishops and one of the Gascon cardinals had a share. Whenever
the constitutional history of the Church comes to be written, John XXII
will be one of its greatest figures, for he is one of the chief
architects of that centralised administrative and legal system through
which, for centuries now, the popes have exercised their divinely
instituted primacy. But " incomparable administrator " as he was, John
XXII was no less a vigorous ruler, dealing as strongly as subtly with
the host of problems that awaited him; and he was, above all else, a
most militant defender of the traditional rights of the papacy. With
this election the initiative in the affairs of Christendom passed once
more to the pope, and to one of the strongest of all his long line. The
first problem to which he set his hand was how to bring peace to the
much troubled order of the Friars Minor.
It has been told [ ] how as the companions of St. Francis grew, within
a few years, to be numbered by the thousand, the simple informal "rule"
that had served for the saint and his score of friends inevitably
proved to be insufficient. If a movement that now extended half across
Europe was to survive, and with it the special approach to the service
of God that was the personal gift of St. Francis of Assisi, the ideal
would need a carefully-devised protective code of legislation; and it
has been told how the imposition of the new rule in 1223 left many sore
hearts among those whose Franciscan life went back to the first early
days. Such tragedies as these, when idealism has to face the cold air
of reality and either develop a protective covering or die, are not
infrequent in human history. Only an infinity of charity can, when they
occur, save the ordinary idealist from ruin.
But with the Franciscans there was one change especially which, from
the moment it was made, caused very much dissatisfaction indeed among
this little group of "primitives," for it seemed to them to affect the
most characteristic of the new order's virtues, poverty. Religious
poverty -- the renouncement of ownership, of the right to own property
and the right to acquire it henceforward -- had been part and parcel of
the monastic life from the beginning. From those first days in the
deserts of Egypt, the religious who owned -- or who wanted to own --
anything had been regarded as highly unfaithful to the life to which he
had consecrated himself. But when this first fashion, of solitary
religious life in deserts, had given place to that of a common life
lived in monasteries, although the individual monk -- whatever his rank
-- continued to be a monk through religious poverty as well as through
religious obedience, some proprietor there had to be for the monastic
buildings, the lands which the monks worked, the woods, the farms and
the like. That proprietor was the abbey or the order.
It was the desire of St. Francis -- and the special characteristic of
his religious ideal -- that not even the community of his brotherhood
should own. The order as an order should profess, and practise,
religious poverty. This was an ideal easily realised while the order
was no more than a few groups of friars, making their way through the
Umbrian countrysides that were their native home, preaching their
simple exhortation to penance, begging the elements of sustenance at
the first door to which they came, sleeping under hedges and in barns;
beggar-men who were apostles, apostles who cheerfully lived the life of
beggars. But as the numbers grew, the mission of the brotherhood
expanded. Soon it had before it a much more complex work than this
simple apostolate. And as a code of rules was called for, and courses
of study, so too were stable centres where the brethren would live.
There had to be buildings, no matter how simple, and land on which they
were built. Who was to own all this?
One important complication was the appearance, within the very lifetime
of St. Francis, of Brother Elias, a friar with a genius for making the
order "a going concern" and a "real success"; here was the practical
man, who knew how to gather in the money, and how to spend it, and who
rose indeed to the highest place in the order. His sad spiritual end
strengthened the hands of the party called "the Spirituals" -- who
wished for the impossible restoration of the order's first days. The
Spirituals had much to say of the inevitable effect of deserting the
first rule, and, no doubt truly, they could point to many friars, in
these later days of elaborate organisation, who reminded men of nothing
so little as St. Francis. But the zeal of the Spirituals did not stop
here. They could see no good at all in any way but their own way, and
they bitterly denounced, along with such friars who really were
disgracefully unfaithful, the great mass of the order, the brethren who
had settled down to live according to the popes' official
interpretation of the mind of St. Francis. It is sad, but not
surprising, to record that the poverty of these militant Spirituals was
often only surpassed by their lack of charity in judging their fellows,
and by their determined insubordination towards those very superiors to
whom, for the love of God, they had vowed away their wills in religious
obedience.
The first great organiser, charged by the popes with finding a way out
of this chaos, and so preserving the great ideal, was the seventh
Minister-General, John of Fidanza, whom we know as St. Bonaventure
(1221-1274). He served the order, humbly and patiently, as its head for
seventeen years (1257-1274) and for his success in devising a way of
life, faithful to the ideal of St. Francis, accessible to the man of
average good will, and suited to the extended mission of the order, he
has merited to be called its second founder. [ ] The solution which his
long experience devised is set out -- often in St. Bonaventure's own
words -- in the decretal bull published five years after the saint's
death by Nicholas III. [ ]
The problem how an order was to continue to exist that had no right to
own, and of how religious pledged to so rigorous a view of poverty were
to be faithful to it, and yet be able to accept from the faithful all
that was needed to keep the community alive, the decretal solved by the
device that the Holy See became the owner of whatever was given to the
Friars Minor. In all their use of whatever was given for their use, the
Franciscans were not their own masters; they were dependent on the good
will of the Holy See. Nor need this have been the mere legal fiction
which it has, very superficially, been made to seem. A truly
conscientious man uses in a very different spirit and way the things
that are his own and those which he has borrowed. The friars were still
forbidden even to handle what St. Francis -- the wealthy merchant's son
-- held in peculiar abhorrence, money. Not even through a third person,
was any friar to use money for his own profit. But he was not bound to
refuse, of what was given him, all beyond what sufficed for his own
immediate personal necessity. It was lawful, for example, for the
monastery to lay in a store of food. But always, and in all things, the
friar was supposed, and commanded, to make such a use of this power of
using as would accord with the high ideal of St. Francis. Martin IV, in
1283, added a practical detail to this system by appointing an official
(called syndic) to act for the Holy See as a protector of the
temporalities in every town where there was a Franciscan house.
These were the years when the war of the Sicilian Vespers was bringing
upon the Holy See the succession of disasters already described, and it
has been noted how a revival of Joachimite fantasies now developed and
how, as in an earlier generation, the Franciscan Spirituals were again
prominent in that revival. [ ] The system set up by the decretal of
Nicholas III was, in Italy and in southern France, rudely shaken before
it could well settle. Next came the advent of the hermit pope,
Celestine V, in whom the Spirituals saw, not only a holy man who had
led their own kind of life for sixty years and more, but the papa
angelicus foretold by Joachim, as they were the new religious order
which the prophet had seen. One of the few personal actions of this
hermit pope's short pontificate was the permission granted to the
Italian Spirituals to form themselves into a new order, on the model of
Celestine's own institution, a kind of Benedictine foundation, and with
the Celestinian rule. This solution Boniface VIII had revoked.
Moreover, Celestine's scheme had left untouched the problem of the
Spirituals outside the mountain lands of central Italy. And the stormy
reigns of Boniface VIII and Clement V went by to the accompaniment of
violent anti-papal agitation from this turbulent Franciscan minority.
The division in the order was by this time (1311) one of the papacy's
chronic troubles, a perpetual menace to the general peace, and, given
the vast expansion of the order, a potential threat to the general
unity of the Church. [ ] And side by side with this fresh trouble
within the order, there was a steadily developing trouble from without,
the complaints -- true or false -- from every part of Christendom about
the friars' abuse of their privilege of exemption from the authority of
the local bishop and the parochial system. Hence Clement V, once the
meeting of the General Council of Vienne was decided, appointed a
commission to review the whole Franciscan problem. Its findings could
be studied at the council and a lasting decision then be taken.
But that decision -- given in Clement's bull Exivi de Paradiso [ ] --
was so even and so nuanced that both Spirituals and Conventuals -- so
their opponents were coming to be called (the common party, the party
of the conventus) claimed a victory. The trouble was thus barely
appeased and when, after Clement's death two years later, the Holy See
remained vacant for two and a quarter years, it had ample time to break
out in all its old fury. In more than one city of Tuscany and Provence
feeling ran so high that the Spirituals, throwing off their obedience,
drove out the Conventuals after riots and fighting. To add to the
trouble the Minister-General now died, and by the time the long vacancy
of the Holy See was ended these provinces of the order were in a state
of anarchy. To reduce that anarchy was one of the first of the tasks to
which the new pope, John XXII, set his hand.
The new pope was a professional legist, a trained and experienced
administrator. His sense of order, his well-earned name as a strong and
capable administrator, his acute legal mind can have left no one
doubting how he would solve the problem. But long before John XXII had
finished with the troubles of the Friars Minor, even his tenacity and
native toughness must have felt the strain. In a bull [ ] of 1317 he
excommunicated and summoned to an unconditional surrender, the
rebellious Spirituals from Tuscany who had now made Sicily their
headquarters, and he gave characteristically strong support to the new
Minister-General, Michael of Cesena, [ ] who offered the same terms to
the insubordinate friars of Provence. After a hearing in his own
presence, where both parties were represented, the pope ordered the
Spirituals, under pain of excommunication, to abandon their claim to
wear a different kind of habit, and to accept it as good Franciscan
doctrine that it was lawful for the convent to take the normal measures
to secure that there was food enough for the brethren.
But the sequel had its tragic side. All but twenty-five of the
Spirituals gave in; these twenty-five were handed to the Inquisition.
They were not only disobedient in a grave matter, defying even
excommunication, but, it was ruled, heretics also, for they had
expressly declared that the ground on which they refused obedience was
that the pope had no authority to alter the rule of the order. Of the
commission of theologians responsible for this example of "constructive
heresy," the Minister-General was one. The "heretics" were condemned to
the stake, and four of them who held out to the end were actually burnt
at Marseilles (May 1318). Thereupon an uneasy peace settled upon the
friaries of Provence.
Four years later the affairs of the Friars Minor again troubled the
pope. It was not now the small band of Spirituals whom he had to bring
to heel, but the whole order; and this in a matter of such importance
that, by the time the dispute was over, John XXII had made the order
into a different kind of thing.
In the bull [ ] which marked the final defeat of the Spirituals the
pope had warned them that great as is the virtue of poverty, it is not
the greatest of virtues. The new dispute turned precisely on this
point, namely the theoretical or doctrinal point of the exact value of
religious poverty as the Friars Minor conceived this. A Franciscan had
been denounced to the Inquisition in Provence for stating in a sermon
that, like the Franciscans, Our Lord and the Apostles had neither owned
anything as individuals nor as a body. Among the judges was another
Franciscan, and he declared that so far from this being heresy, it was
the Church's own teaching. This was towards the end of 1321, and within
a few months the dispute was occupying the whole attention of the papal
court. From the beginning the Franciscans made much of the fact that in
the decretal which was the Magna Carta of the order's ideals, Exiit qui
Seminat, [ ] Nicholas III had not only declared that the friars in
giving up all things were showing themselves true followers of Our
Lord, but had forbidden, under pain of excommunication, any further
reopening of this question. John XXII now suspended this prohibition,
and soon a tremendous theological tourney was in full swing.
The Franciscans argued for the consecration as Catholic doctrine of the
theory that their own way of life was exactly that of Our Lord and the
Apostles; that Our Lord was, as one of them actually said, a Franciscan
in all but the habit. The other orders, resentful of the suggestion
that the Franciscan way was a more perfect following of Our Lord than
any other, joined with the secular clergy to oppose them. The air was
filled with the extravagances of the rival parties, and all the charges
ever made against the Friars Minor were now vindictively renewed. Then,
while the question was still sub iudice, the General Chapter of the
order, meeting at Perugia, declared, in a public manifesto, that it had
been for many years part of the Catholic faith that Our Lord had lived
in the utter poverty of St. Francis, and they appealed to the pope to
support them and to renew the law, and the prohibition, of his
predecessor Nicholas III.
The rash public action of the General Chapter raised a second question
that went beyond the simple question of fact (i.e. whether Our Lord had
indeed lived in this way), the question namely whether it had ever been
declared that all Catholics must believe this as a part of their faith.
The pope proceeded, in orderly fashion, to answer both questions, in
two decisions given 8 December, 1322, [ ] and 12 November, 1323. [ ]
The first decision does not touch the question of doctrine at all. It
is a practical ruling as to how the ideal of poverty must be carried
out by the Friars Minor, and it is an argued reply to the contentions
of their agent at Avignon, Bonagratia of Bergamo. This friar, a
highly-skilled theologian and lawyer, had examined the question, What
is ownership? from all points of view, seeking to show that no matter
what theory of it one adopted, the Franciscan contention was right. The
pope followed him point by point in careful refutation; [ ] and,
developing the point he had made against the Spirituals six years
earlier, he laid it down that religious poverty does not of itself
constitute perfection, using here that teaching of St. Thomas Aquinas,
on charity as the essence of perfection, which had preserved the other
great medieval order from disputes of this sort. The pope noted -- a
good fighting jab that Bonagratia had not looked for -- the singular
fact that the Franciscan order, so anxious to bear this distinction of
a peculiarly absolute poverty, was, as a matter of fact, more anxious
to acquire property than any of the other orders. The plan of Nicholas
III, that made the friars users only and the Holy See the owner, had
worked out badly. It was to be abolished and henceforth the Franciscan
order would be, as an order, on a footing similar to the others. [ ]
All the subtle argumentation by which Bonagratia had endeavoured to
show that the friars did not only not own even the food they put to
their lips -- an ownership which would have sufficed to disprove the
absoluteness of poverty they claimed -- but could so use (and thereby
destroy) it without having that right to destroy which is a mark of
ownership, the equally argumentative pope routed with ease. Henceforth
the Franciscans must be content to be poor, [ ] in the same way that
the other orders were poor, however much they might continue to make
poverty their speciality.
The chiefs of the order did not take this decree calmly. Bonagratia
replied to the pope with a violence and contempt that earned him
imprisonment. He no doubt saw that the revolution now commanded in the
practical way Franciscan poverty was lived, foreshadowed a judgment no
less drastic on the doctrinal question.
This matter seems to have been most carefully considered during the
ensuing months, and all parties were heard. Then came the decision, [ ]
12 November, 1323. To declare that Our Lord and the Apostles were not
owners (i.e. had not a right to use the things they used, a right to
sell them, to give them away, to use them in order to acquire other
things) is heresy.
The order, before this solemn and serious adverse judgment, was silent
and submissive; but a few months later the condemned ideals found an
unlooked-for champion in the emperor, Lewis of Bavaria. He had, for a
long time now, been openly at war with the pope, and recently -- 23
March, 1321 had been excommunicated. And he found it a useful thing, in
the new defiance that was his reply to the pope, to cry out to all
Europe that John XXII was a heretic, whose wickedness spared not Christ
nor His mother nor the saints. Seven popes, said the emperor, have
approved the rule of St. Francis, and Christ by the stigmata of the
saint has sealed it with His own seal. And now this enemy of God, and
so forth.
But still the order as a whole did not move against the pope: it
remained obedient and loyal. The pope, however, replying to the
emperor, undertook [ ] to reconcile his direction for the Franciscan
way of life with that of Nicholas III, and thence sprang a new
controversy, for here the pope was dealing with something less
privileged than dogmas and heresies. At the General Chapter of 1325 [ ]
Michael of Cesena had to remind the brethren not to speak
disrespectfully of the pope. And then Michael himself fell.
The pope had summoned him to Avignon. There were rumours (August 28,
1327) [ ] that he had come to an understanding with the emperor, and
that he was to be the expected imperial anti-pope. Michael arrived at
Avignon in December of that year, and spent some months making certain
changes in the administrative staff of the order at the pope's command.
Then, on April 9, 1328, there was a tremendous scene in open consistory
when the pope's anger at the Minister-General’s dissimulation broke all
bounds and overwhelmed him, John blaming him for the declaration at
Perugia in 1323 that had been the source of so much trouble. Michael
did not deny his responsibility and now, so he tells us, resisted Peter
to his face. He was placed under open arrest, and a few weeks later,
with Friar Bonagratia, he escaped from Avignon. Outside the city a
guard was waiting, sent by the emperor for their protection, and at
Aigues Mortes there was a ship to take them to Lewis at Pisa.
At Avignon Michael had found one of his subjects who was also in
difficulties with the pope. This was Ockham, so far indifferent to
these public questions that were rending his order. But Michael now
showed him how John XXII was a heretic, contradicting the "faith" as
Nicholas III had taught it. And when the General fled to Pisa, William
of Ockham accompanied him. It is at this moment that the Englishman
passes into the history of European politics, and its literature; and
the Franciscan problem ceases to be a major problem troubling the
harmony of Catholic life. A few faithful followers went out with
Michael into the wilderness, as the remnants of the Spirituals had
already done, to form yet another element in that underworld of
religious rebels which everywhere seethed below the surface of medieval
life, devoted, narrow, fanatical, apocalyptic, and ineffective as all
tiny groups must be which are wholly cut off from the life of their
time. ii. The Last War with the Empire, 1314-1356
At the moment when the Franciscan chiefs, and their English brother
with them, threw in their lot with Lewis of Bavaria, the emperor's
fortunes in his war with Pope John XXII were mounting to their highest
point.
It was now nearly four years since Lewis had first defied the pope; in
all that time -- the same years that saw John XXII's troubles with the
order of the Friars Minor -- the war had never slackened. From the
emperor's point of view it was a war of independence; to the pope it
was a crusade. The question that divided them was the old, old question
yet once again, what rights had the pope, as pope, over the empire.
Although the protagonists did not know it, this was to be the last of
these great conflicts. Lewis was indeed to end broken and defeated,
like many an emperor before him, but the cause he defended was, this
time, to win through, and in less than ten years from his death be
tacitly given droit de cite by the papacy.
The wisdom of John XXII's successor -- Innocent VI -- tacitly granting
that right when he ignored a new "provocation" by the successor of
Lewis in 1356, no doubt neutralised much of the mischief to religion
which such struggles as these inevitably caused. But, like that earlier
fight, between Boniface VIII and Philip the Fair, this contest too had
its literary side; and the two chief writers who supported Lewis,
Marsiglio of Padua and William of Ockham, were not only publicists but,
as political thinkers, adversaries of far greater weight, and more
permanently dangerous, than any the popes had yet had to face. Against
them the popes might publish condemnations and sentences of
excommunication, but, on the Catholic side, there was no thinker equal
to them. Their anti-papal, anti-clerical, anti-religious writings
survived the condemnations, to be studied more and more, in university
circles, slowly infecting Catholic life everywhere, to become indeed
the first great literary source and reasoned justification of that
"laicism" which the modern popes never cease to denounce as the
deadliest foe of religion. In these centuries between St. Thomas and
Luther there is no more powerful agent of disintegration than the work
of Marsiglio and Ockham.
To understand something of the German situation as the newly-elected
John XXII faced it, [ ] the history of papal- imperial relations during
the previous eight years must be recalled, the results of the election
as emperor, in 1308, of the Count of Luxembourg, Henry VII.
His short reign (1308-1313) was almost wholly taken up with an active
military intervention in the complicated politics of Italy. The then
pope -- Clement V -- suspicious of imperial schemes that would give new
life to the anti-papal party in every Italian state and city, sought an
ally in his vassal the King of Naples -- Robert the Wise. Henry strove
to form a league against Naples, incurred excommunication by the attack
he made, and then, as he marched south from Siena, he was suddenly
carried off by fever (August 24, 1313).
Clement V understood to the full the opportunity that had now fallen to
him. The late emperor had ignored his formal commands about Naples, and
had disregarded the conditions set by the pope for his coronation at
Rome. The pope now announced that, during the vacancy, the Holy See
would administer the empire. He explained that the oaths sworn by Henry
VII (at his coronation) were real oaths of fidelity to a suzerain, [ ]
and acting as suzerain he quashed [ ] the sentence of deposition passed
by Henry (April 26, 1313) on Robert of Naples. The terms of this papal
declaration are all one might expect from a pope so versed in the
traditions of the canon law: it is "In virtue of the undoubted
supremacy which the Holy See enjoys over the empire, of the right which
the head of the Church possesses to administer the empire when there is
no emperor, and by that plenitude of jurisdiction which the successor
of St. Peter has received from Jesus Christ, the King of Kings and Lord
of Lords" that he annuls the emperor's sentence.
Clement V soon followed the emperor out of this world (April 20, 1314)
and it was not until six months after the pope's death, and while the
Holy See was still vacant, that the German princes met to elect Henry
VII's successor. They made a double election: five of them voting for
Lewis, the Duke of Bavaria, and two for Frederick of Habsburg (October
19, 1314). Each was acknowledged as emperor by his own partisans and
both were crowned, and on the same day, though in different cities. As
the cardinals continued to keep the Holy See vacant for the best part
of another two years, the situation in Germany had time to harden. By
the time John XXII was elected (August 7, 1316), a miniature civil war
was in progress, and the Italian princes (the papal or Guelf part of
them) were suggesting that here was the pope's opportunity to end the
noxious institution which the empire continued to prove itself, to
Italy, to France, and to the Church.
But John XXII refused to be drawn into this plan. He was inclined to a
policy that would protect the independence of religion by balancing the
forces of the contending princes; the central point of the policy was
the idea that there should be no prince in Italy so powerful that he
dominated the whole peninsula. So of the rivals in Germany he supported
neither, calling on both to submit their claims to a peaceful
arbitration. Then, in 1317, he announced that he considered the empire
as vacant; and acting as its administrator, he appointed Robert of
Naples imperial vicar in Italy.
For the next five years there was no change in the situation, until, at
the battle of Muhldorf (September 28, 1322), Lewis overwhelmed his
rival, and took him prisoner. Then the pope, after an interval of some
months, in which Lewis asked for recognition, stated his terms, in the
spirit of Clement V's intervention in 1313. Lewis refused to ask the
empire as a gift from the pope and thereupon the new war began.
It may be asked how far this new war was necessary, a war -- as it
proved -- singularly disastrous for religion. Had John XXII not been
the fiery-tempered old man he was; had he shown the awareness of, say,
Innocent VI, that a new world had come into being since the fall of the
Hohenstaufen, a world in which the empire was so little more than a
shadow dignity that it was folly to fight a war about one's rights over
it, and still more mischievous to link up the cause of religion with
those rights; had the pope been something younger than a man of eighty,
could this catastrophe not have been averted? John XXII's temperament
cannot, it is true, be discharged of much heavy responsibility for many
of the troubles of his reign and their long-lasting consequences.
But, it must also be considered, Lewis of Bavaria was, at this moment,
and had been for a considerable time, a most helpful ally to those
Ghibelline foes in Italy with whom, for the last five years, the pope
had been at war; a war intended to make Italy really safe for the
papacy by destroying the Ghibelline power wherever found. [ ] The pope,
in the spring before Muhldorf was fought, had called in, against the
anti-papal party in Italy, the aid of Lewis's rival. Now that Lewis was
victorious in Germany there was every reason to believe he would pass
into Italy as the Ghibelline leader. That he brushed aside the
condition by which the pope designed to protect the papal interests
against him, confirmed this suspicion. In April 1323 Lewis's envoys in
Italy demanded the withdrawal of the papal armies from before Milan; in
May they won over to Lewis, Mantua and Verona, at the very hour these
were making their submission to the pope. In July Lewis sent a force to
assist the Ghibellines of Milan, a small force it is true, but
sufficient to relieve the city. The whole situation in northern Italy,
lately so favourable to the pope, was in six months, and by the
emperor's action, wholly reversed.
These are the very months, it will be remembered, in which the pope has
remodelled the order of Friars Minor; [ ] he is about to destroy a
cherished Franciscan opinion about the peculiar relation of their order
to Our Lord; [ ] and Lewis, in the Declaration of Sachsenhausen (May
22, 1324), will denounce the pope as a heretic for these actions, and
take the order under his protection in the hope that throughout
Germany, and especially throughout Italy, he will now be possessed of a
whole army of enthusiastic propagandists.
On October 8 of that same year, 1323, then, the pope warned Lewis to
cease to act as emperor within three months, or excommunication would
follow. Lewis, playing for time, secured a delay of another two months;
but finally the blow fell (March 23, 1324); just eighteen months after
the victory of Muhldorf had made him master, in name, of the German
world.
The next event in the war belongs to the history of political science;
it was the appearance on June 24, 1324, of Marsiglio of Padua's great
book The Defender of Peace. [ ] The empire, it was here argued, was
something wholly independent of the Holy See; the prerogatives invoked
by a succession of popes were mere usurpation. There was much other
revolutionary doctrine in the work, as will be seen, and presently its
authors [ ] fled from what awaited them in Paris to the court of the
emperor.
Lewis, on July 11, was once more excommunicated and deprived now of all
right ever to be elected emperor. Against him the Habsburg party in
Germany now combined with the King of France (Charles IV, 1322-1328) to
elect, with the favourable support of the pope, a more suitable kind of
emperor. But Lewis countered this by freeing his old rival Frederick of
Austria, also a Habsburg, and coming to an arrangement by which
Frederick should rule in Germany while Lewis would remain emperor and
be master of Italy. And now Lewis, with the aid of Marsiglio's advice,
began to prepare for the Italian expedition.
The great affair opened with a kind of congress at Trent (January-March
1327), where the purpose of the expedition was announced, a war for
religion against "the priest John" who is a heretic; it was a procedure
very reminiscent of Philip the Fair's national assemblies against
Boniface VIII. [ ] In March Lewis marched out of Trent. He was crowned
King of Lombardy at Milan (March 31) and then slowly made his way from
one city of northern Italy to another. The misfortunes of Henry VII,
and the military mistakes that had caused them, were carefully avoided.
By October Lewis had gained Pisa and in the first week of the new year
(January 7, 1328) he was at Rome and in possession of St. Peter's,
where enthusiastic services of thanksgiving marked this first fruits of
triumph.
And now began a series of highly-spectacular happenings. The emperor,
reconciled by their apparent usefulness to the most revolutionary of
all Marsiglio's political theories, and as though he had never opposed
to the papal claims his own theory that he was emperor by God's direct
institution, now consented to appear before the world as the elect of
the populus romanus. On January 11, 1328, at a great assembly, "the
People" voted him the imperial crown; and, moreover, chose four
proctors to invest him with it. Six days later Lewis was anointed as
emperor, with the usual ritual, by two bishops, and then crowned by one
of the proctors: this proctor was no less a personage than Sciarra
Colonna, the assailant of Boniface VIII at Anagni a quarter of a
century before.
John XXII had not, of course, looked on idly at the invasion of Italy.
While the crown of Lombardy was still a fresh joy to Lewis the pope
declared him deprived of his hereditary states, [ ] and about the time
that Lewis entered Pisa the pope condemned him as a heretic for his
patronage of the Franciscan Spirituals and also of Marsiglio. [ ] In
that same bull the Defensor Pacis was also condemned. Then, in January
1328, the month of Lewis's new "election" as emperor, the pope had
declared the war against him to be a crusade, and had ordered it to be
preached everywhere as such; and in Germany, brushing aside the
Habsburg claim because the party would not submit it to his judgment,
the pope, acting as the vacant empire's overlord, had summoned the
electors to a new election. They obeyed, and met: but were not able to
come to any agreement.
To all this papal activity Lewis replied by allowing Marsiglio to
persecute those who, in Rome, dared to stand by the pope. But as the
weeks went by, shows still more bizarre were prepared. Three times
within a month, "the People" were summoned to exercise, in full
assembly, their sovereign rights. On April 14 they solemnly presented
John XXII for the emperor's judgment, accusing the pope of heresy; four
days later, at another assembly, Lewis, crowned and bearing the
imperial insignia, delivered sentence on the pope for his "heretical"
declaration about the nature of Our Lord's poverty, and for the treason
of his attack on the emperor; the sentence was, of course, deposition.
Then on May 12, Ascension Day, a new pope was presented for "the
People's" approval. He was, of course, a Friar Minor, Brother Peter of
Corvara. The assembly approved him with acclamations, three times in
all, and Lewis thereupon invested him with the fisherman's ring. On
Whit Sunday following Peter was consecrated and crowned in St. Peter's
as Nicholas V. [ ] There is about all this that note of naive comedy
which never, somehow, fails to be absent from solemn anti-clerical
incursions into the realms of liturgy and ecclesiastical ceremonial.
It was just six days after Peter's coronation that the Minister-General
of the Friars Minor made his escape from Avignon, bringing out with
him, for the emperor's service, that still greater power -- as yet
unsuspected -- William of Ockham.
At this very moment of triumph, however, Lewis of Bavaria's good
fortune left him, never to return. He was to live for another nineteen
years, in all that time to claim to be emperor, and to attempt to
enforce his claims by what arms he could gather, and by diplomacy with
a succession of popes. But never again was he to achieve a victory of
any kind, and only the failure of his many enemies to combine saved
him, as he drifted helplessly through these years. Only three months
after the grandiose installation of "Nicholas V" the emperor was forced
out of Rome; his army shrank to little more than a bodyguard; every
city in Italy closed its gates against him; by the close of 1329 Lewis
was once more in Germany.
The anti-pope, of course, fared no better than his master. Never had he
exercised any power except in those rare districts of Italy where Lewis
could command obedience, and nine months after his coronation "Nicholas
V" issued his last bull (March 4, 1329). He had left Rome with the
emperor, hissed and booed by the most treacherous populace of all the
Middle Ages, and thereafter, for some time, he had followed in the
imperial suite. But to Lewis he was not worth the trouble of
transporting into Germany and, left behind, he disappeared from sight,
until John XXII's agents discovered him. A public confession of his
follies might be serviceable to the papal cause, and a generous pardon
was offered to induce him to submit. So, clad in his friar's habit,
with a halter round his neck, Brother Peter at last made his ceremonial
submission to the pope (Avignon, July 25, 1330), to disappear
thereafter from history. [ ]
For the short remnant of John XXII's long reign, it was the policy of
Lewis to seek reconciliation. But John was inflexible in his demand for
an unconditional surrender: whatever happened Lewis was never to be
acknowledged as emperor, a new election should choose in his stead
someone more suitable. In 1333 [ ] all the parties came to a
complicated agreement, one part of which was the emperor's resignation.
But this plan, so it seemed to the King of Naples, would make France
too powerful in Italy, and he combined with the schismatic Franciscans
at the Bavarian court to persuade Lewis to withdraw his assent. [ ]
Five months later John XXII died. [ ] From the new pope, Benedict XII
-- a theologian where John had been a canonist, a man of peace where
John had been a fighter, conciliatory and not intransigent -- Lewis
had, seeming] y, much to hope. The seven and a half years of Benedict's
short reign were filled with negotiations between the two. Benedict
never repelled the emperor, he was not over-exacting; Lewis continued
to be his weak and vacillating self. But the negotiations never came to
anything. Always the King of France, unwilling to see pope and emperor
reconciled, managed to influence the pope and to delay the settlement
that ever seemed so near. Benedict XII knew well what the French were
at, though he seems not to have known how to defeat their diplomatic
finesse: he had none of the political gifts. Edward III of England was,
in these years, preparing to open the long Hundred Years' War with
France, and looking for allies on the Continent. Benedict foresaw what
would happen. " The Germans," he said, " will understand, in the end,
where the real cause of all these delays lies, and they will make
common cause with the English." Which, of course, came to pass; [ ] and
with the beginning of the war all communication between Lewis and
Avignon ceased.
But in the next few years two things happened in Germany that
foreshadowed the new age, which, all unsuspected as yet, was surely
approaching. All these wars between pope and emperor, that had gone on
with so little interruption for now nearly two centuries, had
necessarily had a most brutal effect upon the daily religious life of
the unhappy peoples of Germany. Sooner or later, in all these wars, the
emperor was excommunicated, and thereupon all who sided with him would
share the terrible sentence which deprived a man of all right to
receive sacraments and which cut him off from the divine life that
enlivens the members of the mystical body of Christ. And, as often as
not, there would follow upon this excommunication the sentence of
interdict, local or general, which closed all the churches, often for
years at a time., depriving the whole people of the mass and indeed of
all sacraments but those for the newly born and the dying. [ ]
Would the generality of mankind, understanding the policy behind the
interdict, co-operate with the pope by accepting it in a spirit of
religious humility, and, associating themselves with it penitentially,
offer up these grave spiritual inconveniences in a kind of reparation,
embracing the very interdict as an opportunity to deepen their own
private spiritual life? Such expectations could only be nourished by
those whose optimism could see in the average man and woman a soul
obviously called to serve God in the high perfection of some strict
religious order. The enforcement of the interdict meant in practice --
not necessarily, of course, but as things usually are -- a grave
falling off in the liveliness of faith and in morality: while to
disobey it entailed, of course, sacrilege each time the forbidden
religious rite was performed.
And to add to the chaos there was, very frequently indeed, what
amounted to a kind of schism, the activity of the two factions,
pro-pope and pro-emperor, which everywhere divided sees and parishes,
monasteries and religious orders. While the scholar was hesitating (in
another matter) between Thomas and Scotus and Ockham, the ordinary man
-- if he really cared about religion -- was wondering which of the
rival clergy he knew was telling the truth, or knew what the truth was.
Here, in part, are some of the causes of that decline in religion which
the contemporary preachers and mystics describe so luridly, and against
which councils are forever legislating, and which has its reflection in
the tales and poems of the new vernacular literatures, where -- very
significantly -- it is not so much matter for reprobation, or shocked
surprise, as it is unconsciously supplied as part of the natural
background of the story's action.
Germany, by the year 1338, had suffered nearly fifteen years of
spiritual chaos, and the prelates and princes now besought Lewis to be
reconciled with the pope, and petitioned the pope in the same sense. To
this appeal the pope appears not to have made any reply; and in the
July of that year, the prince-electors, meeting at Rense, made a joint
declaration on oath that they would defend the rights and freedom of
the imperial dignity, which they declared was not the creation of the
pope but derived directly from God; the man whom they elected was, they
asserted, emperor by the very fact; no papal confirmation or approval
was in any way necessary for the lawfulness of his acts. They declared,
moreover, that John XXII's various sentences of excommunication passed
on Lewis were unjust, and they threatened the pope to his face that
they would provide remedies of their own should the Holy See not
withdraw these sentences.
Was it the genius of Marsiglio of Padua that shaped such declarations?
He certainly had a share in the next innovation, a very foolish
intervention by the emperor in the discipline of the sacraments. For
Lewis, in 1342, of his own imperial authority, declared null (on the
ground of the man's impotence) the marriage between John of Bohemia and
Margaret, the heiress of the Tyrol. He wanted Margaret (and the Tyrol)
for his own son, another Lewis, and since these two were doubly related
within the forbidden degrees, the emperor now issued dispensations from
the impediment of consanguinity. And Marsiglio wrote a treatise to
justify him.
When the austere, but somewhat unpractical, Benedict XII died (April
25, 1342) the cardinals chose [ ] in his place the Cardinal Archbishop
of Rouen, Pierre Roger, as near an approach to Aristotle's magnificent
man as the order of St. Benedict has ever known. Clement VI -- so he
chose to be called -- was a personage far too experienced in public
life to waste any time over the debris of the emperor's hopes and
chances. Lewis was bidden, somewhat in the manner of John XXII, to
cease to style himself emperor; and his position in Germany, where his
incompetence was now regarded as the main hindrance to peace, was by
this time so desperate that he made a very humble submission to the
pope and offered to abdicate (September 18, 1343).
The pope's first inclination was to accept this surrender. But once
again, while he debated, other influences prevailed, the combination of
the emperor's many foes in France, in Italy and in Germany. Clement
stiffened the terms of submission -- only to find that he had now
roused all Germany against him. [ ] But it was not in favour of Lewis
that the German princes moved, for a few days later they decided on the
man whom they would like to see in his place, Charles of Moravia, the
son and heir of the blind King of Bohemia who had been Lewis's great
enemy in Germany. [ ] Lewis had all but ruined Germany, they thought,
and "No more Bavarians" was their answer when he ventured to plead for
his own line.
And now, at last, the pope shook himself free of his political tutors.
The French king preferred to see Lewis acknowledged rather than Charles
elected. But Clement VI, this time, ignored the French. He again
declared Lewis no emperor (April 13, 1346), and called upon the prince
electors to fill the vacancy. This they did, two months later, electing
Charles: three of his five electors were prelates, the pope supported
him, and so Charles IV has come down as "the priests' emperor." The
gibe was no more than a last flicker from the party of Lewis. He died
of apoplexy (October 11, 1347), and when his successor died soon after
(June 14, 1349) Charles IV's troubles from the house of Wittelsbach
were at an end.
" The priests' emperor " had succeeded in great measure because of the
pope's powerful aid; and the pope had first used every care to make
sure that Charles was really his man. The emperor-to-be, French by his
upbringing and Clement's one- time pupil, had appeared at Avignon and
had sworn cheerfully to accept all manner of restrictions on his
authority. Once securely elected he did not even trouble to ask the
pope's confirmation. He did not, indeed, break his promise not to enter
Italy until the pope had confirmed the election. But so long as he
would not ask such confirmation, Clement would not give the desired
permission for his coronation at Rome. The peace was never broken, but
the deadlock endured as long as Clement VI reigned.
Charles found the next pope -- Innocent VI [ ] easier: leave was given
for the expedition into Italy and Charles was crowned, by the papal
legate, in St. Peter's, on April 5, 1355. And now, secure of his
position, and certain that there would be no resistance from the pope,
he published on January 13, 1356, the famous "Golden Bull" which
regulated anew the constitution of the Holy Roman Empire. In this it is
declared that the election of the emperor is a matter for the prince-
electors alone, and that during vacancies the Elector of Saxony is to
act as imperial vicar for the north and the Count Palatine for the
south. Of all the great papal claims, so resoundingly set forth (and
exercised) for centuries, and were, so recently, the occasion of a
twenty years' war, there is not a single word. They are not denied, but
simply ignored, treated as though they had never been.
Here truly is a sign that a new age has begun; and this, not only in
the definitive secularisation of the imperial dignity by the unilateral
act of the emperor, but, even more, in the tacit acceptance of this act
by the pope. For Innocent VI, who had known, for months beforehand,
what was in preparation, remained silent. He could not approve, but he
did not condemn. True enough, there was in the bull substantial
compensation for the papacy. The empire as such is, henceforth, to mean
Germany only. The fatal ambition to realise imperial rights through an
actual domination of Italy was thereby cut out forever from the
imagination of the German imperial mind. When next a Holy Roman Emperor
plays any part in Italian affairs it is because he happens to be, at
the same time, the hereditary King of Naples. [ ] But that claims so
great were allowed by the papacy to fall so silently [ ] -- this was
surely a great event, and it marks a real turning point in history.
iii. Marsiglio of Padua
The surrender of Innocent VI to the fait accompli of the Golden Bull of
the Emperor Charles IV is still more striking when it is set beside the
contemporary theories of Marsiglio of Padua, as to the proper place of
the Church in the Christian State, set out in the Defensor Pacis; [ ]
theories which, as yet, were mainly important by reason of Marsiglio's
position among the counsellors of Lewis of Bavaria. Lewis had indeed
been badly beaten where "the priests' emperor" was now, in 1356,
victorious; but it was, none the less, the patronage and protection of
Lewis that had preserved Marsiglio, and his book, despite the massy
condemnation of John XXII. The Defensor Pacis, so preserved, was now to
take on a new lease of life; its doctrines to become yearly more
"actual," and more and more infect the world of Catholic thought, and
to influence the political advisers of Catholic princes until the book
became, in fact, what its author intended it to be, " one of the
strongest implements of war ever imagined against the social action of
the Church." [ ]
For in Christendom, as Marsiglio proposed to reorganise it, the pope
was not merely fettered in his function, as the legists would have
fettered him: he was not to function at all. It is the peculiar and
lasting mischief of Marsiglio that he creates, for the controversy, an
entirely new politico-religious atmosphere, where the problem of Church
and State is treated in all its generality. No longer is it any
particular right or claim of the Church which is called in question;
what is now attacked is the very idea of the Church as an institution.
And the layman's desire to throw off the cleric's control of social
life is now itself made the basis of a kind of religious teaching.
About the life of Marsiglio we know very little. One of the rare facts
is that in 1312-1313 he was rector of the University of Paris. We do
not know at what university his student days were passed, nor what he
studied. He is, not impossibly, the Marsiglio de Maynandrino to whom
John XXII, in 1316, provided a canonry at Padua; and the " Italian
named Marcillo " of whom the same pope complained, three years later,
that he had gone to the future Charles IV of France (1322-1328) as an
envoy of the Italian Ghibellines. We meet him again, seemingly, as a
witness to the profession of faith, made, at the demand of
ecclesiastical authority, by the Averroist philosopher of Padua, Peter
of Abano; and a set of verses by another fellow citizen, Albertino
Mussato, describes Marsiglio as hesitating between a career in the law
and medicine, and also as seduced from his medical studies by the lure
of a military life in the service of two of the great condottieri of
the day, Matteo Visconti and Can Grande della Scala.
Marsiglio was, very evidently, a man of parts, and in his great book
the student will find, turn by turn, the influence of very varied
tastes and accomplishments. He is the passionate Italian patriot; he is
religiously anti-Catholic; but he is never the legist, never the
philosopher. Aristotle is indeed his master, Aristotle idolised as the
Averroist tradition did idolise him; [ ] but Marsiglio's interest in
the Philosopher was scientific, not philosophical. He was, very
evidently, not of that elect company possessed of the metaphysical
intuition of being and this, inevitably, vitiates his understanding of
that part of Aristotle's work upon which he concentrated his vigorous
militant mind, the social philosophy of the Politics. As the strongest
part of the Defensor Pacis is its main section, that which deals with
the nature and role of the Church, so the weakest is the political
introduction where Aristotle's theories are discussed, and his formulae
used, by a mind that is not metaphysical but positivist, not interested
really in natures and causalities, and which therefore is prone to
overlook the profound ideas that lie behind simple and seemingly
obvious terminology. Marsiglio is not a philosopher, in the strict
sense of the term. [ ] Nor is he a jurist, although he is familiar (as
an educated man might be who has frequented the company of jurists)
with the legal aspect of the social questions that interest him. Nor is
Marsiglio at all a theologian, and what religious ideas he has are akin
to those of the Waldenses. Finally, there is every probability that
Marsiglio knew, and had been in personal contact with, the group of
French legists who, led by Nogaret, had waged the last stages of Philip
the Fair's war on Boniface VIII; and he was an active Ghibelline.
Considering all these elements in his formation one by one, it may be
thought there could hardly be a better recipe from which to prepare the
genius who was to devise the most mischievously anti-Christian work of
the whole Middle Ages. [ ]
Marsiglio's objective was nothing less than the social influence of the
Catholic religion, exercised through popes and bishops and clerics
generally upon the whole life of the time. This he proposed to destroy
by explaining to the Catholic world what the State really is, and what
is the true place of the true religion of Christ within the State
rationally constructed. It is, then, necessary to say something about
each part of his elaborate argument; and first, about his theory of the
State and its powers.
Marsiglio's master, Aristotle, sees man as an animal which is social
and political by its nature; and Aristotle's great commentator St.
Thomas, understanding that problems about natures are metaphysical
problems, and being himself no mean metaphysician, draws from
Aristotle's principle a whole corpus of sociological teaching. But
always St. Thomas relates his ideas to this first idea of what man's
nature is. So, for example in discussing the great questions, What
exactly are States? What kind of authority is it that they exercise?
How does the citizen stand, relative to the State? What are the right
and duties of each? it is to a truth about human nature that St.
Thomas, each time, returns. It is by a theory built on a consideration
of what natures are, that he answers such questions. How do there come
to be States? Why, because it is the nature of men to live in a
multitude, "and so there must be in men something by which the
multitude is ruled": [ ] and the saint speaks of the natural impulse [
] of men towards the State, which State came into being through human
action originating in that urge of human nature.
The importance of seeking the beginnings of any understanding of human
political action in such a fundamental as a nature, quite escapes the
non-metaphysical Marsiglio. His thought remains on the surface; and he
interprets the Aristotelian teaching in the light of a conjectured
historical beginning, where the gathering of men in a community is due
to circumstance alone, physical or economic. What ultimately, in his
view, decides the new move to live in ordered groups is the fact that
to form such a group is the choice of the majority. The State is,
essentially, nothing more than this "collection" of individuals; and
its only unity is that which comes from the imposition upon this
multitude of a single will, to which all their individual wills now
conform.
In the State -- as Marsiglio conceives it -- force is thus not merely
an instrument by which the ideal of Social Justice overcomes whatever
hinders its accomplishment, but it is an essential constituent of Law.
Law is the imposition of the State's will upon the citizen; [ ] where
there is no force there is no legal obligation, and wherever, in that
will, there is force, there is force of Law. Law that does not conform
to the objective standard of justice, St. Thomas roundly says, is not
Law at all; rather it is mere wickedness. [ ] But Marsiglio explicitly
contradicts this -- wickedness too is Law, if only it is commanded
under legal penalties.
This same defect, that makes the goodness and badness of actions derive
from something outside the act -- from laws, for example -- vitiates
Marsiglio's theory of public authority. For the ruler's authority, in
his view, originates in the expressed intention of these who make him
the ruler. Whatever he does in accordance with that intention is good,
whatever he does against it is bad; and the ruler so acting in
accordance is the pattern for all his subjects' acts, their rule indeed
and their measure.
Whence comes this designation of any particular individual to be ruler?
Who is it that confers on him this extraordinary kind of power? Here we
come to the best known feature of Marsiglio's theory, namely, his
teaching about the sovereignty of the people. The source of all
authority in the State is the will of the people. The proof of this,
apparently, does not lie in any truth about the nature of man, but in
the practical consideration that such "consultation" of the people must
make for future harmony in the government of the State; and a wise
ruler will also "prepare" the people, before he submits any matter to
their judgment. Also, a most important consideration, it is the whole
body of the people, assenting to the sanctions that accompany laws,
which gives to laws that which really makes them laws: it is the whole
people that can alone impose what obliges universally. "Sanctions: in
this consists the whole being of law, and the people alone has the
power needed for the imposition of sanctions. In this is summed up the
whole theory of Marsiglio." [ ]
This is, of course, no more than a very general summary of an elaborate
discussion that runs to far more pages than there are here lines. And
the discussion may seem remote enough from Church history, whose
business is to record the fortunes of the Gospel. But some familiarity
with Marsiglio's leading notions is necessary in order to understand
what is by no means remote, the character and scale, that is to say, of
his attack on the traditional Catholic theory of the Church. For it is
with the aim of producing an ecclesiastical revolution that Marsiglio
has constructed his version of Aristotle's Politics.
The great source of all the evils that afflict the age, he says, is the
hold which the clergy have secured on religious life. One main
instrument of their power is the false notion of the Church which they
have devised. For the Church, like any other " society, " is really no
more than the aggregation of the individuals who compose it; it is "the
ensemble of faithful believers who invoke the name of Christ." All such
believers are equally "of the Church"; the distinctions which now
obtain between, for example, clergy and laity are secondary, not
essential, and produced by human authority merely. The Church, in the
traditional sense, has no real existence, nor ever had any.
In Marsiglio's sense the Church has only one divinely instituted
function, the administration of sacraments. The power to say mass, to
forgive sins, to ordain priests is indeed of divine origin, and belongs
only to priests themselves duly ordained. But with these essential
liturgical functions clerical activity ceases. It is not for any clergy
to decide who it is shall be ordained, nor in what part of the Church
and in what capacity, and under what conditions the priest shall
exercise his priesthood. Everywhere in the primitive history of the
Church -- as Marsiglio reads it -- the determining factor at every
stage of the evolution of Catholicism has been the action of the
generality of the faithful. Here is still the true source of religious
authority, the guarantee of fidelity to Christ's teaching. It is from
this source that general councils derive what authority they possess,
from here that the right to designate to particular offices derives,
and also the right to inflict the supreme sanction of excommunication.
In such a scheme there is obviously no place for episcopal authority,
nor for the universal primacy of the pope. This last, particularly, is
a flagrant usurpation
We never go far in studying such schemes before we are halted by
inconsistencies, and by unresolved, and unresolvable, contradictions.
For example, the question soon suggests itself whether these faithful,
collected together in the Church, are an authority, a religious
sovereign, distinct from themselves as the sovereign people of the
State. Is this -- seemingly -- democratic Church independent of the --
seemingly -- democratic State? We would hardly expect it to be so; and
indeed, by carefully thought out distinctions, Marsiglio shows how all
the powers of ruling the Church which he denies to the clergy really
belong to, and should lawfully be exercised by, the civil ruler. The
Church is, indeed, no more than the religious aspect of civil society,
the reflection of what that society feels, at any given moment, about
religion.
Not only, then, may the civil ruler lawfully exercise all authority in
the Church: to do so is, for him, a primary duty. For example, nothing
is more fatal to the State, as Marsiglio conceives it, than the clear
distinction between the legality of what it ordains and the intrinsic
goodness (or badness) of these acts. It is therefore highly important,
in practice, that there should never be any moral criticism of
legislation. But, for centuries now, the Church of the popes has had
the inconvenient habit of making such criticism; it is indeed one of
the popes' chief activities. Laws have been denounced as tyranny
because contrary to justice; rulers have been lectured, warned and
punished for enacting laws declared to be unjust; subjects have been
told that they need not, indeed must not, obey such laws. The State of
the future must, then, see to it that no pope or bishop or other cleric
is ever suffered to put into action a doctrine so treasonable,
destructive indeed of the very basis of civil authority. The spheres of
conscience and of obedience to civil authority are distinct, separate,
and independent. Activities proper to the first must never be allowed
to overflow into the second, or the most terrible confusion will follow
and the peace and unity of the State be forever endangered.
" Unity within the State" -- here is an ideal very close to Marsiglio's
heart. Therefore, within the State let there be one single authority,
one single jurisdiction, no privileged bodies, no immunities. To
introduce a second jurisdiction, to seek immunities for a particular
section of the citizens (judicial immunities, legislative immunities,
fiscal immunities) is treason to the State in the highest degree. The
ruler must then, in simple duty to the peace of the State, destroy the
privileges of the clergy. Also, in those matters where the divine law
needs human agents for its execution, it is the State which must be
that agent; for there cannot be two coercive jurisdictions operating
over one and the same people. Only thus will the State become, what it
needs to be, the real ruler of all its citizens. Law is, as it were,
the atmosphere of a particular country -- all who live in that country
must breathe the same air. Nothing, Marsiglio argues, with undisguised
bitter passion, has been more noxious to the peace of states than that
immunity of the clergy from the prince's jurisdiction which the popes
have championed for so long; and in a kind of parody of the concluding
phrases of Boniface VIII's Unam Sanctam [ ] he declares his own gospel,
that for its own well-being the Church, all the faithful people of
Christ, must be subjected to the civil ruler, his laws and his judges.
The needed subjection of the Church to the State will not, however, be
achieved by such merely negative acts as the destruction of clerical
privilege. A more continuous, positive, action upon the Church is
needed, and this is in fact vital to the welfare of the State. Here
Marsiglio -- like all his followers ever since, down to our very
contemporaries -- flings consistency to the winds, and having first
divorced morality from the business of ruling, he now proclaims that to
foster morality is one of the State's gravest duties; the State,
undoubtedly, has moral and even spiritual functions. The secularist
patriarch enlarges on them with evident and conscious unction.
There is, for example, the State's duty to promote among its citizens
the practice of virtue and of all the duties which God's revelation has
made known to us, which last (we note) is not only necessary if man is
to save his soul, says Marsiglio, "but is also useful for the needs of
this present life"; and so the state must appoint learned men to teach
religion and to organise divine worship. There is nothing spiritual, he
says, that does not somehow affect the welfare of the body politic.
Therefore the State must control the spiritual. It ought, for example,
to regulate the lives of the clergy, determining the standards of their
conduct, their fasts, prayers, mortifications and so forth. It must
decide the nice question whether they will not be better clergy if they
do not possess property, but if, instead, surrendering all right to be
owners, they throw themselves -- for maintenance -- on the generosity
of the State, as God's agent, once they have committed all their care
to Him: evangelical poverty imposed by the State on all the clergy will
be yet another means of control. Finally it is the State's duty to take
into its own hands the whole vast business of education, of forming,
controlling, directing the literate class of the future, and of so
shaping it that it will be yet another willing instrument of State
policy.
The Defensor Pacis was completed on the feast of St. John the Baptist,
24 June, 1324. While its author was planning the new venture of setting
up as a lecturer in theology, his book was denounced to the Church
authorities. Marsiglio and his ally, the notorious Averroist, John of
Jandun, saved themselves by flight (1326). They joined Lewis of Bavaria
at Nuremberg and thenceforward their history is one with his; their
influence upon his action alternating curiously with that of the
emperor's other anti-papal allies, the Franciscans Michael of Cesena
and Ockham. The first papal condemnation of the book, which does not,
seemingly, name its author, is a bull of 1326 which has not survived. [
] The next year, April 3, 1327, a second bull, [ ] addressed to Lewis,
upbraids him for his patronage of these two "sons of perdition," but
even yet the full text of the book does not seem to have reached the
papal court. But by the date of the next bull, October 23 [ ] of the
same year, the pope is more fully informed, through the bishops of
Germany. In this bull five of the six propositions which the bishops
sent on as resuming Marsiglio's leading ideas, are condemned after a
most understanding criticism. The pope went directly to the heart of
the subversive doctrine, and set in the broad light of day the
mischievous principles that underlay the mass of subtle argumentation,
satire and bitter, passionate rhetoric. The condemnation was, indeed,
one of the most characteristic and masterly acts of John XXII's long,
eventful reign.
The Defensor Pacis -- appearing in the midst of a war between pope and
emperor -- naturally made a sensation. It was translated into French
(1330) and into Italian (1363). In Germany especially it was a success.
Nevertheless, it seems certain that there were but a few copies of the
original in circulation before the time of the Schism (1378). It is not
without interest to note that the so-called "democratic" theories of
Marsiglio appear to have caused no comment at all. What, everywhere,
roused attention was his application of them to the Church. How ruinous
this was to traditional belief was immediately understood on all sides.
Lewis of Bavaria himself cuts a somewhat comical figure, earnestly
striving to dissociate himself from such scandalous ideas and
explaining, in 1336, to Benedict XII that he has no head for these
matters and has never really understood what Marsiglio had in mind.
But whatever the scandal caused by the Defensor Pacis to the mind of
Catholic Europe, it remained unanswered, save for the papal
condemnation. [ ] Was it indifference, on the part of theologians, to a
work which, in its new "positivist" approach to a theological problem,
was an offence to current scholastic good form, and which, thereby,
classed itself with all the rest of the new scientific knowledge of the
fourteenth century? It is surely strange, and disconcerting, that
Marsiglio's attack did not stimulate some Catholic to produce, not
merely a controversial rejoinder, but a new constructive statement of
traditional doctrine. Be that as it may, when the ideas of Marsiglio
came alive again, in the last years of the fourteenth century, they met
no contradiction from Catholic learning. His influence is evident now
in France, in John Wvcliff, and in the heresies that from this time
begin to dominate Bohemia. We find no less a person than Gerson
recommending the book, and it undoubtedly played a part at the General
Council of Constance. [ ] It was more and more copied in the fifteenth
century, more and more eagerly read, as the breakdown of Christendom
drew nearer. The first printed edition appeared in 1517, the year of
Luther's first appearance as an innovator, and the publication of an
English translation, in 1535, was one of the earliest moves of Thomas
Cromwell, then busy with the publicist strategy that accompanied the
creation of the Church of England as we know it to-day. [ ] iv. The End
of John XXII
Marsiglio's adversary, John XXII, was harassed by trouble and crisis
literally to the very end of his life. For his last hours, ere he
passed from this world, at ninety years of age, were given to a
theological controversy, and one which his own act had begun. In this
controversy, about the state of souls in the interval between death and
the General Judgment of mankind at the end of the world, the pope took
a line that went against the general body of received opinion and
tradition. The peculiar ideas which he championed were set forth in
three sermons, preached at Avignon on All Saints' Day, 1331, on
December 15 of the same year and on the following January 5. In these
sermons John XXII declared that the souls of the just do not enjoy the
intuitive vision of God (in which consists their eternal heavenly
reward) until, after the last day, they are again united with their
bodies; and also that neither the souls of the lost nor the devils are
as yet in hell. but will only be there from after the last day.
These sermons of the aged pope astonished the theological world, at
Avignon and elsewhere. The startling news of this papal innovation, in
a matter belonging to the sphere of doctrine, was speedily conveyed
into Bavaria by the cardinal Napoleone Orsini, who had long been
secretly planning and hoping for John's deposition. There, Ockham and
his associates gladly fashioned it into a new weapon against the pope.
He had already, they said, repudiated one point of the Christian faith,
to wit the belief in the absolute poverty of Our Lord and the Apostles:
now, he was repudiating a second. It was the very way heretics had
always acted; little by little they came to deny the whole body of
traditional belief. John, now obviously heretical to all the world,
could not any longer be regarded as pope.
The pope's own attitude to the controversy he had occasioned is of the
greatest interest. Significantly, he made no attempt to use his
pontifical authority to support what he had said in his sermons. Quite
the contrary: as one who had been doing no more than express an opinion
which he considered to be as good as any other, and who, quite
evidently, is surprised at the chorus of dissent, he now set
theologians of various schools to examine the whole question and to
report. Notable among them was the Cistercian cardinal, James Fournier,
one day to succeed John as Benedict XII. He was an extremely competent
professional theologian, and without difficulty he clearly showed that
the opinion of John XXII had scarcely any support and that the body of
tradition was firm against him; on the other hand, in the controversy
against those who, like Ockham, were beginning to denounce the pope as
a heretic, Fournier noted first of all that, so far, the Church had
never expressed its mind on the question by a definition, and next that
in these three sermons John XXII had made no claim or pretence whatever
to be doing anything more than preach a sermon to the particular
congregation which at the moment filled the church; the pope had spoken
simply as any bishop or priest might have spoken, as a private
theologian, and not as the pope laying down a definition of doctrine
for the assent of the whole Christian Church.
But the controversy continued to rage for all the short remainder of
John's life. The new head of the Friars Minor, the successor of the
excommunicated Michael of Cesena, with sycophantic misunderstanding of
the situation, became a most enthusiastic advocate of the pope's
unusual views; and, unfortunately for himself, declaimed them at Paris,
where he immediately fell foul of the greatest body of theologians in
the Church. The university discussed the theory, found it contrary to
the general teaching, and as such reported it to the pope. Then John
XXII fell into his last illness. On December 3, 1334, from his sick
bed, he made a public explanation, and a submission of what he had said
to the teaching of the Church. He believed, he said to the assembled
cardinals, that "the souls of the just, separated from their bodies,
but fully purified from sin, are in heaven, in paradise, with Jesus
Christ, in the company of the angels, and that, according to the common
law, they see God and the divine essence face to face, clearly, as far
as the state and condition of a soul separated from the body allows
this." But this qualified retraction the pope explicitly submitted to
the Church's decision. And the next day he died.
Benedict XII closed the controversy by the bull Benedictus Deus, of
January 29, 1336, in which he defined, as the teaching of the Catholic
Church, that the souls of the just (i.e. the souls of those who leave
this world with no stain upon them that needs purifying, and those
souls also which, after death, have been purified in purgatory)
immediately after death (or on the completion of such purification) see
the divine essence by an intuitive and even facial vision, and this
before they are reunited with their bodies, before the general
judgment. Moreover the souls of the lost are in hell from the moment of
death. [ ]
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