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THROUGHOUT the forty-odd years of his
creative life, Edison has realized by costly
experience the truth of the cynical proverb that
"A patent is merely a title to a lawsuit."
It is not intended, however, by this statement
to lead to any inference on the part of the
reader that HE stands peculiarly alone in any
such experience, for it has been and still is
the common lot of every successful inventor,
sooner or later.
To attribute dishonesty or cupidity as the root
of the defence in all patent litigation would be
aiming very wide of the mark, for in no class of
suits that come before the courts are there any
that present a greater variety of complex,
finely shaded questions, or that require more
delicacy of interpretation, than those that
involve the construction of patents,
particularly those relating to electrical
devices. Indeed, a careful study of legal
procedure of this character could not be carried
far without discovery of the fact that in
numerous instances the differences of opinion
between litigants were marked by the utmost bona
fides.
On the other hand, such study would reveal many
cases of undoubted fraudulent intent, as well as
many bold attempts to deprive the inventor of the
fruits of his endeavors by those who have sought
to evade, through subtle technicalities of the
law, the penalty justly due them for trickery,
evasion, or open contempt of the rights of
others.
In the history of science and of the arts to
which the world has owed its continued progress
from year to year there is disclosed one
remarkable fact, and that is, that whenever any
important discovery or invention has been made
and announced by one man, it has almost always
been disclosed later that other men --possibly
widely separated and knowing nothing of the
other's work--have been following up the same
general lines of investigation, independently,
with the same object in mind. Their respective
methods might be dissimilar while tending to the
same end, but it does not necessarily follow
that any one of these other experimenters might
ever have achieved the result aimed at,
although, after the proclamation of success by
one, it is easy to believe that each of the
other independent investigators might readily
persuade himself that he would ultimately have
reached the goal in just that same way.
This peculiar coincidence of simultaneous but
separate work not only comes to light on the
bringing out of great and important discoveries
or inventions, but becomes more apparent if a
new art is disclosed, for then the imagination
of previous experimenters is stimulated through
wide dissemination of the tidings, sometimes
resulting in more or less effort to enter the
newly opened field with devices or methods that
resemble closely the original and fundamental
ones in principle and application. In this and
other ways there arises constantly in the United
States Patent Office a large number of
contested cases, called "Interferences,"
where applications for patents covering the
invention of a similar device have been
independently filed by two or even more persons.
In such cases only one patent can be issued,
and that to the inventor who on the taking of
testimony shows priority in date of
invention.[20]
In the opening up and development of any new art
based upon a fundamental discovery or invention,
there ensues naturally an era of supplemental or
collateral inventive activity--the legitimate
outcome of the basic original ideas. Part of
this development may be due to the inventive
skill and knowledge of the original inventor and
his associates, who, by reason of prior
investigation, would be in better position to
follow up the art in its earliest details than
others, who might be regarded as mere
outsiders. Thus a new enterprise may be
presented before the world by its promoters in
the belief that they are strongly fortified by
patent rights which will protect them in a degree
commensurate with the risks they have assumed.
Supplemental inventions, however, in any art,
new or old, are not limited to those which
emanate from the original workers, for the
ingenuity of man, influenced by the spirit of
the times, seizes upon any novel line of action
and seeks to improve or enlarge upon it, or, at
any rate, to produce more or less variation of
its phases. Consequently, there is a constant
endeavor on the part of a countless host of men
possessing some degree of technical skill and
inventive ability, to win fame and money by
entering into the already opened fields of
endeavor with devices and methods of their own,
for which subsidiary patents may be obtainable.
Some of such patents may prove to be valuable,
while it is quite certain that in the natural
order of things others will be commercially
worthless, but none may be entirely disregarded
in the history and development of the art.
It will be quite obvious, therefore, that the
advent of any useful invention or discovery,
great or small, is followed by a clashing of
many interests which become complex in their
interpretation by reason of the many conflicting
claims that cluster around the main principle.
Nor is the confusion less confounded through
efforts made on the part of dishonest persons,
who, like vultures, follow closely on the trail
of successful inventors and (sometimes through
information derived by underhand methods) obtain
patents on alleged inventions, closely
approximating the real ones, solely for the
purpose of harassing the original patentee until
they are bought up, or else, with the intent of
competing boldly in the new business, trust in
the delays of legal proceedings to obtain a sure
foothold in their questionable enterprise.
Then again there are still others who, having
no patent rights, but waving aside all
compunction and in downright fraud, simply enter
the commercial field against the whole world,
using ruthlessly whatever inventive skill and
knowledge the original patentee may have
disclosed, and trusting to the power of money,
rapid movement, and mendacious advertising to
build up a business which shall presently assume
such formidable proportions as to force a
compromise, or stave off an injunction until the
patent has expired. In nine cases out of ten
such a course can be followed with relative
impunity; and guided by skilful experts who may
suggest really trivial changes here and there
over the patented structure, and with the aid of
keen and able counsel, hardly a patent exists
that could not be invaded by such infringers.
Such is the condition of our laws and practice
that the patentee in seeking to enforce his
rights labors under a terrible handicap.
And, finally, in this recital of perplexing
conditions confronting the inventor, there must
not be forgotten the commercial "shark," whose
predatory instincts are ever keenly alert for
tender victims. In the wake of every newly
developed art of world-wide importance there is
sure to follow a number of unscrupulous
adventurers, who hasten to take advantage of
general public ignorance of the true inwardness
of affairs. Basing their operations on this
lack of knowledge, and upon the tendency of
human nature to give credence to widely
advertised and high-sounding descriptions and
specious promises of vast profits, these men
find little difficulty in conjuring money out of
the pockets of the unsophisticated and gullible,
who rush to become stockholders in concerns that
have "airy nothings" for a foundation, and
that collapse quickly when the bubble is
pricked.[21]
To one who is unacquainted with the trying
circumstances attending the introduction and
marketing of patented devices, it might seem
unnecessary that an inventor and his business
associates should be obliged to take into account
the unlawful or ostensible competition of pirates
or schemers, who, in the absence of legal
decision, may run a free course for a long
time. Nevertheless, as public patronage is the
element vitally requisite for commercial
success, and as the public is not usually in
full possession of all the facts and therefore
cannot discriminate between the genuine and the
false, the legitimate inventor must avail
himself of every possible means of proclaiming
and asserting his rights if he desires to derive
any benefit from the results of his skill and
labor. Not only must he be prepared to fight in
the Patent Office and pursue a regular course
of patent litigation against those who may
honestly deem themselves to be protected by other
inventions or patents of similar character, and
also proceed against more palpable infringers who
are openly, defiantly, and illegitimately
engaged in competitive business operations, but
he must, as well, endeavor to protect himself
against the assaults of impudent fraud by
educating the public mind to a point of
intelligent apprehension of the true status of
his invention and the conflicting claims
involved.
When the nature of a patent right is considered
it is difficult to see why this should be so.
The inventor creates a new thing--an invention
of utility--and the people, represented by the
Federal Government, say to him in effect:
"Disclose your invention to us in a patent so
that we may know how to practice it, and we will
agree to give you a monopoly for seventeen
years, after which we shall be free to use it.
If the right thus granted is invaded, apply to
a Federal Court and the infringer will be
enjoined and required to settle in damages."
Fair and false promise! Is it generally
realized that no matter how flagrant the
infringement nor how barefaced and impudent the
infringer, no Federal Court will grant an
injunction UNTIL THE PATENT
SHALL HAVE BEEN FIRST
LITIGATED TO FINAL HEARING
AND SUSTAINED? A procedure, it may
be stated, requiring years of time and thousands
of dollars, during which other infringers have
generally entered the field, and all have grown
fat.
Thus Edison and his business associates have
been forced into a veritable maelstrom of
litigation during the major part of the last
forty years, in the effort to procure for
themselves a small measure of protec- tion for
their interests under the numerous inventions of
note that he has made at various times in that
period. The earlier years of his inventive
activity, while productive of many important
contributions to electrical industries, such as
stock tickers and printers, duplex,
quadruplex, and automatic telegraphs, were not
marked by the turmoil of interminable legal
conflicts that arose after the beginning of the
telephone and electric-light epochs. In fact,
his inventions; up to and including his
telephone improvements (which entered into
already existing arts), had been mostly
purchased by the Western Union and other
companies, and while there was more or less
contesting of his claims (especially in respect
of the telephone), the extent of such
litigation was not so conspicuously great as that
which centred subsequently around his patents
covering incandescent electric lighting and power
systems.
Through these inventions there came into being
an entirely new art, complete in its
practicability evolved by Edison after
protracted experiments founded upon most
patient, thorough, and original methods of
investigation extending over several years.
Long before attaining the goal, he had realized
with characteristic insight the underlying
principles of the great and comprehensive problem
he had started out to solve, and plodded
steadily along the path that he had marked out,
ignoring the almost universal scientific
disbelief in his ultimate success.
"Dreamer," "fool," "boaster" were among
the appellations bestowed upon him by unbelieving
critics. Ridicule was heaped upon him in the
public prints, and mathematics were called into
service by learned men to settle the point
forever that he was attempting the utterly
impossible.
But, presto! no sooner had he accomplished the
task and shown concrete results to the world than
he found himself in the anomalous position of
being at once surrounded by the conditions which
inevitably confront every inventor. The path
through the trackless forest had been blazed,
and now every one could find the way. At the
end of the road was a rich prize belonging
rightfully to the man who had opened a way to
it, but the struggles of others to reach it by
more or less honest methods now began and
continued for many years. If, as a former
commissioner once said, "Edison was the man
who kept the path to the Patent Office hot with
his footsteps," there were other great
inventors abreast or immediately on his heels,
some, to be sure, with legitimate, original
methods and vital improvements representing
independent work; while there were also those
who did not trouble to invent, but simply helped
themselves to whatever ideas were available, and
coming from any source.
Possibly events might have happened differently
had Edison been able to prevent the announcement
of his electric-light inventions until he was
entirely prepared to bring out the system as a
whole, ready for commercial exploitation, but
the news of his production of a practical and
successful incandescent lamp became known and
spread like wild-fire to all corners of the
globe. It took more than a year after the
evolution of the lamp for Edison to get into
position to do actual business, and during that
time his laboratory was the natural Mecca of
every inquiring person. Small wonder, then,
that when he was prepared to market his invention
he should find others entering that market, at
home and abroad, at the same time, and with
substantially similar merchandise.
Edison narrates two incidents that may be taken
as characteristic of a good deal that had to be
contended with, coming in the shape of nefarious
attack. "In the early days of my electric
light," he says, "curiosity and interest
brought a great many people to Menlo Park to
see it. Some of them did not come with the best
of intentions. I remember the visit of one
expert, a well-known electrician, a graduate
of Johns Hopkins University, and who then
represented a Baltimore gas company. We had
the lamps exhibited in a large room, and so
arranged on a table as to illustrate the regular
layout of circuits for houses and streets.
Sixty of the men employed at the laboratory were
used as watchers, each to keep an eye on a
certain section of the exhibit, and see there
was no monkeying with it. This man had a length
of insulated No. 10 wire passing through his
sleeves and around his back, so that his hands
would conceal the ends and no one would know he
had it. His idea, of course, was to put this
wire across the ends of the supplying circuits,
and short-circuit the whole thing--put it all
out of business without being detected. Then he
could report how easily the electric light went
out, and a false impression would be conveyed to
the public. He did not know that we had already
worked out the safety-fuse, and that every
group of lights was thus protected
independently. He put this jumper slyly in
contact with the wires-- and just four lamps
went out on the section he tampered with. The
watchers saw him do it, however, and got hold
of him and just led him out of the place with
language that made the recording angels jump for
their typewriters."
The other incident is as follows: "Soon after
I had got out the incandescent light I had an
interference in the Patent Office with a man
from Wisconsin. He filed an application for a
patent and entered into a conspiracy to `swear
back' of the date of my invention, so as to
deprive me of it. Detectives were put on the
case, and we found he was a `faker,' and we
took means to break the thing up. Eugene
Lewis, of Eaton & Lewis, had this in hand
for me. Several years later this same man
attempted to defraud a leading firm of
manufacturing chemists in New York, and was
sent to State prison. A short time after that
a syndicate took up a man named Goebel and tried
to do the same thing, but again our
detective-work was too much for them. This was
along the same line as the attempt of Drawbaugh
to deprive Bell of his telephone. Whenever an
invention of large prospective value comes out,
these cases always occur. The lamp patent was
sustained in the New York Federal Court. I
thought that was final and would end the matter,
but another Federal judge out in St. Louis
did not sustain it. The result is I have never
enjoyed any benefits from my lamp patents,
although I fought for many years." The
Goebel case will be referred to later in this
chapter.
The original owner of the patents and inventions
covering his electric-lighting system, the
Edison Electric Light Company (in which
Edison was largely interested as a
stockholder), thus found at the outset that its
commercial position was imperilled by the
activity of competitors who had sprung up like
mushrooms. It became necessary to take proper
preliminary legal steps to protect the interests
which had been acquired at the cost of so much
money and such incessant toil and experiment.
During the first few years in which the business
of the introduction of the light was carried on
with such strenuous and concentrated effort, the
attention of Edison and his original associates
was constantly focused upon the commercial
exploitation and the further development of the
system at home and abroad. The difficult and
perplexing situation at that time is thus
described by Major S. B. Eaton:
"The reason for the delay in beginning and
pushing suits for infringements of the lamp
patent has never been generally understood. In
my official position as president of the Edison
Electric Light Company I became the target,
along with Mr. Edison, for censure from the
stockholders and others on account of this
delay, and I well remember how deep the feeling
was. In view of the facts that a final
injunction on the lamp patent was not obtained
until the life of the patent was near its end,
and, next, that no damages in money were ever
paid by the guilty infringers, it has been
generally believed that Mr. Edison sacrificed
the interest of his stockholders selfishly when
he delayed the prosecution of patent suits and
gave all his time and energies to manufacturing.
This belief was the stronger because the
manufacturing enterprises belonged personally to
Mr. Edison and not to his company. But the
facts render it easy to dispel this false
belief. The Edison inventions were not only a
lamp; they comprised also an entire system of
central stations. Such a thing was new to the
world, and the apparatus, as well as the
manufacture thereof, was equally new.
Boilers, engines, dynamos, motors,
distribution mains, meters, house- wiring,
safety-devices, lamps, and
lamp-fixtures--all were vital parts of the
whole system. Most of them were utterly novel
and unknown to the arts, and all of them
required quick, and, I may say, revolutionary
thought and invention. The firm of Babcock &
Wilcox gave aid on the boilers, Armington &
Sims undertook the engines, but everything else
was abnormal. No factories in the land would
take up the manufacture. I remember, for
instance, our interviews with Messrs.
Mitchell, Vance & Co., the leading
manufacturers of house gas-lighting fixtures,
such as brackets and chandeliers. They had no
faith in electric lighting, and rejected all our
overtures to induce them to take up the new
business of making electric- light fixtures.
As regards other parts of the Edison system,
notably the Edison dynamo, no such machines had
ever existed; there was no factory in the world
equipped to make them, and, most discouraging
of all, the very scientific principles of their
construction were still vague and experimental.
"What was to be done? Mr. Edison has never
been greater than when he met and solved this
crisis. `If there are no factories,' he
said, `to make my inventions, I will build
the factories myself. Since capital is timid,
I will raise and supply it. The issue is
factories or death.' Mr. Edison invited the
co- operation of his leading stockholders.
They lacked confidence or did not care to
increase their investments. He was forced to go
on alone. The chain of Edison shops was then
created. By far the most perplexing of these
new manufacturing problems was the lamp. Not
only was it a new industry, one without shadow
of prototype, but the mechanical devices for
making the lamps, and to some extent the very
machines to make those devices, were to be
invented. All of this was done by the courage,
capital, and invincible energy and genius of the
great inventor. But Mr. Edison could not
create these great and diverse industries and at
the same time give requisite attention to
litigation. He could not start and develop the
new and hard business of electric lighting and
yet spare one hour to pursue infringers. One
thing or the other must wait. All agreed that
it must be the litigation. And right there a
lasting blow was given to the prestige of the
Edison patents. The delay was translated as
meaning lack of confidence; and the alert
infringer grew strong in courage and capital.
Moreover, and what was the heaviest blow of
all, he had time, thus unmolested, to get a
good start.
"In looking back on those days and scrutinizing
them through the years, I am impressed by the
greatness, the solitary greatness I may say,
of Mr. Edison. We all felt then that we were
of importance, and that our contribution of
effort and zeal were vital. I can see now,
however, that the best of us was nothing but the
fly on the wheel. Suppose anything had happened
to Edison? All would have been chaos and
ruin.. To him, therefore, be the glory, if
not the profit."
The foregoing remarks of Major Eaton show
authoritatively how the much-discussed delay in
litigating the Edison patents was so greatly
misunderstood at the time, and also how
imperatively necessary it was for Edison and his
associates to devote their entire time and
energies to the commercial development of the
art. As the lighting business increased,
however, and a great number of additional men
were initiated into its mysteries, Edison and
his experts were able to spare some time to legal
matters, and an era of active patent litigation
against infringers was opened about the year
1885 by the Edison company, and thereafter
continued for many years.
While the history of this vast array of legal
proceedings possesses a fascinating interest for
those involved, as well as for professional
men, legal and scientific, it could not be
expected that it would excite any such feeling on
the part of a casual reader. Hence, it is not
proposed to encumber this narrative with any
detailed record of the numerous suits that were
brought and conducted through their complicated
ramifications by eminent counsel. Suffice it to
say that within about sixteen years after the
commencement of active patent litigation, there
had been spent by the owners of the Edison
lighting patents upward of two million dollars in
prosecuting more than two hundred lawsuits
brought against persons who were infringing many
of the patents of Edison on the incandescent
electric lamp and component parts of his system.
Over fifty separate patents were involved in
these suits, including the basic one on the lamp
(ordinarily called the "Filament" patent),
other detail lamp patents, as well as those on
sockets, switches, dynamos, motors, and
distributing systems.
The principal, or "test," suit on the
"Filament" patent was that brought against
"The United States Electric Lighting
Company," which became a cause celebre in the
annals of American jurisprudence. Edison's
claims were strenuously and stubbornly contested
throughout a series of intense legal conflicts
that raged in the courts for a great many years.
Both sides of the controversy were represented
by legal talent of the highest order, under
whose examination and cross-examination volumes
of testimony were taken, until the printed
record (including exhibits) amounted to more
than six thousand pages. Scientific and
technical literature and records in all parts of
the civilized world were subjected to the most
minute scrutiny of opposing experts in the
endeavor to prove Edison to be merely an adapter
of methods and devices already projected or
suggested by others. The world was ransacked
for anything that might be claimed as an
anticipation of what he had done. Every
conceivable phase of ingenuity that could be
devised by technical experts was exercised in the
attempt to show that Edison had accomplished
nothing new. Everything that legal acumen could
suggest-- every subtle technicality of the
law--all the complicated variations of
phraseology that the novel nomenclature of a
young art would allow--all were pressed into
service and availed of by the contestors of the
Edison invention in their desperate effort to
defeat his claims. It was all in vain,
however, for the decision of the court was in
favor of Edison, and his lamp patent was
sustained not only by the tribunal of the first
resort, but also by the Appellate Court some
time afterward.
The first trial was had before Judge Wallace
in the United States Circuit Court for the
Southern District of New York, and the
appeal was heard by Judges Lacombe and
Shipman, of the United States Circuit Court
of Appeals. Before both tribunals the cause
had been fully represented by counsel chosen from
among the most eminent representatives of the bar
at that time, those representing the Edison
interests being the late Clarence A. Seward
and Grosvenor P. Lowrey, together with
Sherburne Blake Eaton, Albert H. Walker,
and Richard N. Dyer. The presentation of
the case to the courts had in both instances been
marked by masterly and able arguments,
elucidated by experiments and demonstrations to
educate the judges on technical points. Some
appreciation of the magnitude of this case may be
gained from the fact that the argument on its
first trial employed a great many days, and the
minutes covered hundreds of pages of closely
typewritten matter, while the argument on appeal
required eight days, and was set forth in eight
hundred and fifty pages of typewriting.
Eliminating all purely forensic eloquence and
exparte statements, the addresses of counsel in
this celebrated suit are worthy of deep study by
an earnest student, for, taken together, they
comprise the most concise, authentic, and
complete history of the prior state of the art
and the development of the incandescent lamp that
had been made up to that time.[22]
Owing to long-protracted delays incident to the
taking of testimony and preparation for trial,
the argument before the United States Circuit
Court of Appeals was not had until the late
spring of 1892, and its decision in favor of
the Edison Lamp patent was filed on October
4, 1892, MORE THAN TWELVE
YEARS AFTER THE ISSUANCE
OF THE PATENT ITSELF.
As the term of the patent had been limited under
the law, because certain foreign patents had
been issued to Edison before that in this
country, there was now but a short time left for
enjoyment of the exclusive rights contemplated by
the statute and granted to Edison and his
assigns by the terms of the patent itself. A
vigorous and aggressive legal campaign was
therefore inaugurated by the Edison Electric
Light Company against the numerous infringing
companies and individuals that had sprung up
while the main suit was pending. Old suits were
revived and new ones instituted. Injunctions
were obtained against many old offenders, and it
seemed as though the Edison interests were about
to come into their own for the brief unexpired
term of the fundamental patent, when a new
bombshell was dropped into the Edison camp in
the shape of an alleged anticipation of the
invention forty years previously by one Henry
Goebel. Thus, in 1893, the litigation
was reopened, and a protracted series of
stubbornly contested conflicts was fought in the
courts.
Goebel's claims were not unknown to the Edison
Company, for as far back as 1882 they had
been officially brought to its notice coupled
with an offer of sale for a few thousand
dollars. A very brief examination into their
merits, however, sufficed to demonstrate most
emphatically that Goebel had never made a
practical incandescent lamp, nor had he ever
contributed a single idea or device bearing,
remotely or directly, on the development of the
art. Edison and his company, therefore,
rejected the offer unconditionally and declined
to enter into any arrangements whatever with
Goebel. During the prosecution of the suits in
1893 it transpired that the Goebel claims
had also been investigated by the counsel of the
defendant company in the principal litigation
already related, but although every conceivable
defence and anticipation had been dragged into
the case during the many years of its progress,
the alleged Goebel anticipation was not even
touched upon therein. From this fact it is
quite apparent that they placed no credence on
its bona fides.
But desperate cases call for desperate
remedies. Some of the infringing
lamp-manufacturing concerns, which during the
long litigation had grown strong and lusty, and
thus far had not been enjoined by the court, now
saw injunctions staring them in the face, and in
desperation set up the Goebel so-called
anticipation as a defence in the suits brought
against them.
This German watchmaker, Goebel, located in
the East Side of New York City, had
undoubtedly been interested, in a desultory kind
of way, in simple physical phenomena, and a few
trifling experiments made by him some forty or
forty-five years previously were magnified and
distorted into brilliant and all- comprehensive
discoveries and inventions. Avalanches of
affidavits of himself, "his sisters and his
cousins and his aunts," practically all persons
in ordinary walks of life, and of old friends,
contributed a host of recollections that seemed
little short of miraculous in their detailed
accounts of events of a scientific nature that
were said to have occurred so many years before.
According to affidavits of Goebel himself and
some of his family, nothing that would
anticipate Edison's claim had been omitted from
his work, for he (Goebel) claimed to have
employed the all-glass globe, into which were
sealed platinum wires carrying a tenuous carbon
filament, from which the occluded gases had been
liberated during the process of high exhaustion.
He had even determined upon bamboo as the best
material for filaments. On the face of it he
was seemingly gifted with more than human
prescience, for in at least one of his exhibit
lamps, said to have been made twenty years
previously, he claimed to have employed
processes which Edison and his associates had
only developed by several years of experience in
making thousands of lamps!
The Goebel story was told by the affidavits in
an ingenuous manner, with a wealth of simple
homely detail that carried on its face an
appearance of truth calculated to deceive the
elect, had not the elect been somewhat prepared
by their investigation made some eleven years
before.
The story was met by the Edison interests with
counter-affidavits, showing its utter
improbabilities and absurdities from the
standpoint of men of science and others versed in
the history and practice of the art; also
affidavits of other acquaintances and neighbors
of Goebel flatly denying the exhibitions he
claimed to have made. The issue thus being
joined, the legal battle raged over different
sections of the country. A number of
contumeliously defiant infringers in various
cities based fond hopes of immunity upon the
success of this Goebel evidence, but were
defeated. The attitude of the courts is well
represented in the opinion of Judge Colt,
rendered in a motion for injunction against the
Beacon Vacuum Pump and Electrical Company.
The defence alleged the Goebel anticipation,
in support of which it offered in evidence four
lamps, Nos. 1, 2, and 3 purporting to
have been made before 1854, and No. 4
before 1872. After a very full review of
the facts in the case, and a fair consideration
of the defendants' affidavits, Judge Colt in
his opinion goes on to say:
"It is extremely improbable that Henry Goebel
constructed a practical incandescent lamp in
1854. This is manifest from the history of
the art for the past fifty years, the electrical
laws which since that time have been discovered
as applicable to the incandescent lamp, the
imperfect means which then existed for obtaining
a vacuum, the high degree of skill necessary in
the construction of all its parts, and the crude
instruments with which Goebel worked.
"Whether Goebel made the fiddle-bow lamps,
1, 2, and 3, is not necessary to
determine. The weight of evidence on this
motion is in the direction that he made these
lamp or lamps similar in general appearance,
though it is manifest that few, if any, of the
many witnesses who saw the Goebel lamp could
form an accurate judgment of the size of the
filament or burner. But assuming they were
made, they do not anticipate the invention of
Edison. At most they were experimental toys
used to advertise his telescope, or to flash a
light upon his clock, or to attract customers to
his shop. They were crudely constructed, and
their life was brief. They could not be used
for domestic purposes. They were in no proper
sense the practical commercial lamp of Edison.
The literature of the art is full of better
lamps, all of which are held not to anticipate
the Edison patent.
"As for Lamp No. 4, I cannot but view it
with suspicion. It presents a new appearance.
The reason given for not introducing it before
the hearing is unsatisfactory. This lamp, to
my mind, envelops with a cloud of distrust the
whole Goebel story. It is simply impossible
under the circumstances to believe that a lamp so
constructed could have been made by Goebel
before 1872. Nothing in the evidence
warrants such a sup- position, and other things
show it to be untrue. This lamp has a carbon
filament, platinum leading-in wires, a good
vacuum, and is well sealed and highly finished.
It is said that this lamp shows no traces of
mercury in the bulb because the mercury was
distilled, but Goebel says nothing about
distilled mercury in his first affidavit, and
twice he speaks of the particles of mercury
clinging to the inside of the chamber, and for
that reason he constructed a Geissler pump after
he moved to 468 Grand Street, which was in
1877. Again, if this lamp has been in his
possession since before 1872, as he and his
son swear, why was it not shown to Mr.
Crosby, of the American Company, when he
visited his shop in 1881 and was much
interested in his lamps? Why was it not shown
to Mr. Curtis, the leading counsel for the
defendants in the New York cases, when he was
asked to produce a lamp and promised to do so?
Why did not his son take this lamp to Mr.
Bull's office in 1892, when he took the
old fiddle-bow lamps, 1, 2, and 3? Why
did not his son take this lamp to Mr. Eaton's
office in 1882, when he tried to negotiate
the sale of his father's inventions to the
Edison Company? A lamp so constructed and
made before 1872 was worth a large sum of
money to those interested in defeating the
Edison patent like the American Company, and
Goebel was not a rich man. Both he and one of
his sons were employed in 1881 by the
American Company. Why did he not show this
lamp to McMahon when he called in the interest
of the American Company and talked over the
electrical matters? When Mr. Dreyer tried to
organize a company in 1882, and procured an
option from him of all his inventions relating to
electric lighting for which $925 was paid,
and when an old lamp of this kind was of vital
consequence and would have insured a fortune,
why was it not forthcoming? Mr. Dreyer asked
Goebel to produce an old lamp, and was
especially anxious to find one pending his
negotiations with the Edison Company for the
sale of Goebel's inventions. Why did he not
produce this lamp in his interviews with Bohm,
of the American Company, or Moses, of the
Edison Company, when it was for his interest
to do so? The value of such an anticipation of
the Edison lamp was made known to him. He was
desirous of realizing upon his inventions. He
was proud of his incandescent lamps, and was
pleased to talk about them with anybody who would
listen. Is it conceivable under all these
circumstances, that he should have had this
all-important lamp in his possession from
1872 to 1893, and yet no one have heard
of it or seen it except his son? It cannot be
said that ignorance of the English language
offers an excuse. He knew English very well
although Bohm and Dreyer conversed with him in
German. His children spoke English. Neither
his ignorance nor his simplicity prevented him
from taking out three patents: the first in
1865 for a sewing-machine hemmer, and the
last in 1882 for an improvement in
incandescent lamps. If he made Lamp No. 4
previous to 1872, why was it not also
patented?
"There are other circumstances which throw
doubt on this alleged Goebel anticipation. The
suit against the United States Electric
Lighting Company was brought in the Southern
District of New York in 1885. Large
interests were at stake, and the main defence to
the Edison patent was based on prior
inventions. This Goebel claim was then
investigated by the leading counsel for the
defence, Mr. Curtis. It was further
inquired into in 1892, in the case against
the Sawyer-Man Company. It was brought to
the attention and considered by the Edison
Company in 1882. It was at that time known
to the American Company, who hoped by this
means to defeat the monopoly under the Edison
patent. Dreyer tried to organize a company for
its purchase. Young Goebel tried to sell it.
It must have been known to hundreds of people.
And now when the Edison Company after years of
litigation, leaving but a short time for the
patent to run, have obtained a final
adjudication establishing its validity, this
claim is again resurrected to defeat the
operation of the judgment so obtained. A court
in equity should not look with favor on such a
defence. Upon the evidence here presented, I
agree with the first impression of Mr. Curtis
and with the opinion of Mr. Dickerson that
whatever Goebel did must be considered as an
abandoned experiment.
"It has often been laid down that a meritorious
invention is not to be defeated by something
which rests in speculation or experiment, or
which is rudimentary or incomplete.
"The law requires not conjecture, but
certainty. It is easy after an important
invention has gone into public use for persons to
come forward with claims that they invented the
same thing years before, and to endeavor to
establish this by the recollection of witnesses
as to events long past. Such evidence is to be
received with great caution, and the presumption
of novelty arising from the grant of the patent
is not to be overcome except upon clear and
convincing proof.
"When the defendant company entered upon the
manufacture of incandescent lamps in May,
1891, it well knew the consequences which
must follow a favorable decision for the Edison
Company in the New York case."
The injunction was granted.
Other courts took practically the same view of
the Goebel story as was taken by Judge Colt,
and the injunctions asked in behalf of the
Edison interests were granted on all
applications except one in St. Louis,
Missouri, in proceedings instituted against a
strong local concern of that city.
Thus, at the eleventh hour in the life of this
important patent, after a long period of costly
litigation, Edison and his associates were
compelled to assume the defensive against a
claimant whose utterly baseless pretensions had
already been thoroughly investigated and rejected
years before by every interested party, and
ultimately, on examination by the courts,
pronounced legally untenable, if not indeed
actually fraudulent. Irritating as it was to be
forced into the position of combating a
proposition so well known to be preposterous and
insincere, there was nothing else to do but to
fight this fabrication with all the strenuous and
deadly earnestness that would have been brought
to bear on a really meritorious defence. Not
only did this Goebel episode divert for a long
time the energies of the Edison interests from
activities in other directions, but the cost of
overcoming the extravagantly absurd claims ran up
into hundreds of thousands of dollars.
Another quotation from Major Eaton is of
interest in this connection:
"Now a word about the Goebel case. I took
personal charge of running down this man and his
pretensions in the section of the city where he
lived and among his old neighbors. They were a
typical East Side lot--ignorant, generally
stupid, incapable of long memory, but ready to
oblige a neighbor and to turn an easy dollar by
putting a cross-mark at the bottom of a
forthcoming friendly affidavit. I can say in
all truth and justice that their testimony was
utterly false, and that the lawyers who took it
must have known it.
"The Goebel case emphasizes two defects in the
court procedure in patent cases. One is that
they may be spun out almost interminably, even,
possibly, to the end of the life of the patent;
the other is that the judge who decides the case
does not see the witnesses. That adverse
decision at St. Louis would never have been
made if the court could have seen the men who
swore for Goebel. When I met Mr. F. P.
Fish on his return from St. Louis, after he
had argued the Edison side, he felt keenly that
disadvantage, to say nothing of the hopeless
difficulty of educating the court."
In the earliest days of the art, when it was
apparent that incandescent lighting had come to
stay, the Edison Company was a shining mark at
which the shafts of the dishonest were aimed.
Many there were who stood ready to furnish
affidavits that they or some one else whom they
controlled had really invented the lamp, but
would obligingly withdraw and leave Edison in
possession of the field on payment of money.
Investigation of these cases, however,
revealed invariably the purely fraudulent nature
of all such offers, which were uniformly
declined.
As the incandescent light began to advance
rapidly in public favor, the immense proportions
of the future market became sufficiently obvious
to tempt unauthorized persons to enter the field
and become manufacturers. When the lamp became
a thoroughly established article it was not a
difficult matter to copy it, especially when
there were employees to be hired away at
increased pay, and their knowledge utilized by
the more unscrupulous of these new competitors.
This is not conjecture but known to be a fact,
and the practice continued many years, during
which new lamp companies sprang up on every
side. Hence, it is not surprising that, on
the whole, the Edison lamp litigation was not
less remarkable for quantity than quality.
Between eighty and ninety separate suits upon
Edison's fundamental lamp and detail patents
were brought in the courts of the United States
and prosecuted to completion.
In passing it may be mentioned that in England
France, and Germany also the Edison
fundamental lamp patent was stubbornly fought in
the judicial arena, and his claim to be the
first inventor of practical incandescent lighting
was uniformly sustained in all those countries.
Infringement was not, however, confined to the
lamp alone, but, in America, extended all
along the line of Edison's patents relating to
the production and distribution of electric
light, including those on dynamos, motors,
distributing systems, sockets, switches, and
other details which he had from time to time
invented. Consequently, in order to protect
its interests at all points, the Edison
Company had found it necessary to pursue a
vigorous policy of instituting legal proceedings
against the infringers of these various patents,
and, in addition to the large number of suits on
the lamp alone, not less than one hundred and
twenty-five other separate actions, involving
some fifty or more of Edison's principal
electric-lighting patents, were brought against
concerns which were wrongfully appropriating his
ideas and actively competing with his companies
in the market.
The ramifications of this litigation became so
extensive and complex as to render it necessary
to institute a special bureau, or department,
through which the immense detail could be
systematically sifted, analyzed, and arranged
in collaboration with the numerous experts and
counsel responsible for the conduct of the
various cases. This department was organized in
1889 by Major Eaton, who was at this time
and for some years afterward its general
counsel.
In the selection of the head of this department
a man of methodical and analytical habit of mind
was necessary, capable of clear reasoning, and
at the same time one who had gained a thoroughly
practical experience in electric light and power
fields, and the choice fell upon Mr. W. J.
Jenks, the manager of the Edison central
station at Brockton, Massachusetts. He had
resigned that position in 1885, and had
spent the intervening period in exploiting the
Edison municipal system of lighting, as well as
taking an active part in various other branches
of the Edison enterprises.
Thus, throughout the life of Edison's patents
on electric light, power, and distribution,
the interminable legal strife has continued from
day to day, from year to year. Other
inventors, some of them great and notable, have
been coming into the field since the foundation
of the art, patents have multiplied
exceedingly, improvement has succeeded
improvement, great companies have grown
greater, new concerns have come into existence,
coalitions and mergers have taken place, all
tending to produce changes in methods, but not
much in diminution of patent litigation. While
Edison has not for a long time past interested
himself particularly in electric light and power
inventions, the bureau which was initiated under
the old regime in 1889 still continues,
enlarged in scope, directed by its original
chief, but now conducted under the auspices of
several allied companies whose great volumes of
combined patents (including those of Edison)
cover a very wide range of the electrical field.
As the general conception and theory of a
lawsuit is the recovery of some material
benefit, the lay mind is apt to conceive of
great sums of money being awarded to a
complainant by way of damages upon a favorable
decision in an important patent case. It
might, therefore, be natural to ask how far
Edison or his companies have benefited
pecuniarily by reason of the many belated
victories they have scored in the courts. To
this question a strict regard for truth compels
the answer that they have not been benefited at
all, not to the extent of a single dollar, so
far as cash damages are concerned.
It is not to be denied, however, that
substantial advantages have accrued to them more
or less directly through the numerous favorable
decisions obtained by them as a result of the
enormous amount of litigation, in the
prosecution of which so great a sum of money has
been spent and so concentrated an amount of
effort and time lavished. Indeed, it would be
strange and unaccountable were the results
otherwise. While the benefits derived were not
directly pecuniary in their nature, they were
such as tended to strengthen commercially the
position of the rightful owners of the patents.
Many irresponsible and purely piratical concerns
were closed altogether; others were compelled to
take out royalty licenses; consolidations of
large interests were brought about; the public
was gradually educated to a more correct view of
the true merits of conflicting claims, and,
generally speaking, the business has been
greatly unified and brought within well-defined
and controllable lines.
Not only in relation to his electric light and
power inventions has the progress of Edison and
his associates been attended by legal controversy
all through the years of their exploitation, but
also in respect to other inventions, notably
those relating to the phonograph and to motion
pictures.
The increasing endeavors of infringers to divert
into their own pockets some of the proceeds
arising from the marketing of the devices covered
by Edison's inventions on these latter lines,
necessitated the institution by him, some years
ago, of a legal department which, as in the
case of the light inventions, was designed to
consolidate all law and expert work and place it
under the management of a general counsel. The
department is of considerable extent, including
a number of resident and other associate
counsel, and a general office staff, all of
whom are constantly engaged from day to day in
patent litigation and other legal work necessary
to protect the Edison interests. Through their
labors the old story is reiterated in the
contesting of approximate but conflicting
claims, the never- ending effort to suppress
infringement, and the destruction as far as
possible of the commercial pirates who set sail
upon the seas of all successful enterprises.
The details, circumstances, and technical
questions are, of course, different from those
relating to other classes of inventions, and
although there has been no cause celebre
concerning the phonograph and motion-picture
patents, the contention is as sharp and
strenuous as it was in the cases relating to
electric lighting and heavy current technics.
Mr. Edison's storage battery and the poured
cement house have not yet reached the stage of
great commercial enterprises, and therefore have
not yet risen to the dignity of patent
litigation. If, however, the experience of
past years is any criterion, there will probably
come a time in the future when, despite present
widely expressed incredulity and contemptuous
sniffs of unbelief in the practicability of his
ideas in these directions, ultimate success will
give rise to a series of hotly contested legal
conflicts such as have signalized the practical
outcome of his past efforts in other lines.
When it is considered what Edison has done,
what the sum and substance of his contributions
to human comfort and happiness have been, the
results, as measured by legal success, have
been pitiable. With the exception of the
favorable decision on the incandescent lamp
filament patent, coming so late, however, that
but little practical good was accomplished, the
reader may search the law-books in vain for a
single decision squarely and fairly sustaining a
single patent of first order. There never was a
monopoly in incandescent electric lighting, and
even from the earliest days competitors and
infringers were in the field reaping the
benefits, and though defeated in the end,
paying not a cent of tribute. The market was
practically as free and open as if no patent
existed. There never was a monopoly in the
phonograph; practically all of the vital
inventions were deliberately appropriated by
others, and the inventor was laughed at for his
pains. Even so beautiful a process as that for
the duplication of phonograph records was
solemnly held by a Federal judge as lacking
invention --as being obvious to any one. The
mere fact that Edison spent years of his life in
developing that process counted for nothing.
The invention of the three-wire system,
which, when it was first announced as saving
over 60 per cent. of copper in the circuits,
was regarded as an utter impossibility--this
patent was likewise held by a Federal judge to
be lacking in invention. In the motion-
picture art, infringements began with its very
birth, and before the inevitable litigation
could be terminated no less than ten competitors
were in the field, with whom compromises had to
be made.
In a foreign country, Edison would have
undoubtedly received signal honors; in his own
country he has won the respect and admiration of
millions; but in his chosen field as an inventor
and as a patentee his reward has been empty.
The courts abroad have considered his patents in
a liberal spirit and given him his due; the
decisions in this country have fallen wide of the
mark. We make no criticism of our Federal
judges; as a body they are fair, able, and
hard- working; but they operate under a system
of procedure that stifles absolutely the
development of inventive genius.
Until that system is changed and an opportunity
offered for a final, swift, and economical
adjudication of patent rights, American
inventors may well hesitate before openly
disclosing their inventions to the public, and
may seriously consider the advisability of
retaining them as "trade secrets."
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